Phase III....


A large majority of SBIR awardees have excellent skills in science and engineering research but lack experience in product development, financing business growth, raising venture capital, and marketing.  In accordance with one of the statutory program purposes of increasing private sector commercialization of innovations derived from Federal R&D, the Department provides funding for commercialization assistance.  The SBIR law allows each agency to use a portion of the SBIR set-aside funds for discretionary technical assistance like commercialization.  Companies participate on a limited basis in DOE’s commercialization assistance services at no cost and the Department’s participating research programs benefit from early introduction of mission-related technology into the marketplace. 

Products

Commercialization Opportunity Forum Program  (conducted by Dawnbreaker, Inc.)

The program takes eight months to complete and includes:

1) Kickoff Meeting:  Sixty to seventy SBIR/STTR awardees are invited to attend a kickoff meeting

2) Business Plan Development:  For about four months, the SBIR participants work individually with one of our contractor's staff members to develop a business plan.  A series of interim reports are produced, culminating in a draft business plan.  Finally, the DOE selects about 30 participants to present at the Opportunity Forum.

3) Advanced Commercialization Workshop: These remaining participants meet for an intensive two-day weekend workshop which includes one-on-one sessions with our contractor's staff.  The output of the workshop includes improvements to the business plan and instructions for further refinements.

4) Business Plan Refinement and Preparation of Presentation Materials:  For the next couple months, companies work individually with our contractor staff to refine business plans and prepare presentations for the Forum.

 5) Opportunity Forum:  The Commercialization Opportunity Forum, which takes place over two days in a Washington area hotel, is designed to facilitate interaction between technology entrepreneurs, potential strategic allies, and investors through a combination of formal presentations and informal networking opportunities. 

 
Trailblazer™ (Initiated early in Phase I to support Phase II application)* 

The Trailblazer™ develops market data and participation required for concurrent engineering-based product or service development.  Both literature searches and interviews are conducted.  The program runs six weeks and it helps businesses: 

 1)   identify major market niches for commercialization;

2)   determine key requirements and traits for market-viable products or services;

3)   develop a value for the technology that gives it a competitive advantage; and

4)   identify feasible vehicles for commercialization and map out a path into the market.

Virtual Deal Simulator™ (Initiated early in Phase II)*

The Virtual Deal Simulator™ (VDS™) uses computer-based templates to explore commercialization deals by establishing a sequence of tasks for: 1) the completion of R&D; 2) transitioning the technology development into production; and 3) transitioning the technology product into the market. VDS™ also identifies critical path tasks and milestones for commercialization.  The program helps to identify associated costs, required resources, outputs, and metrics for success, duration, and intellectual property concerns for each task, which can be used to track and evaluate post-deal progress. The VDS™ can also be used to identify potential technology, knowledge, and capability gaps in product development and in transitioning into the market and make suggestions for risk reduction.   The duration of this program is six weeks.

Technology Niche Analysis™ (Initiated mid-Phase II to identify Phase III partners)*

The Technology Niche Analysis™ (TNA™) assesses potential applications for a technology.  Both literature searches and interviews are conducted.  For each viable application, TNA™ identifies:

1)    the needs and concerns of end-users which drive the competitive opening;
2)    competing technology and products;
3)    the competitive advantage of the technology and market drivers;
4)    key standards, regulations, and certifications influencing buyer acceptance;
5)    potential customers, licensees, investors, or other commercialization partners (targets as specified by participant preferences); and,
6)   a commercialization strategy, together with tasking and a schedule for implementation of the strategy and design suggestions for the product.  

Targets are contacted to ensure they are viable leads and to collect important information for follow-up deal-making.  Points of contact are included.  This program lasts for six weeks.

 *  These products are provided by Foresight Science and Technology, Inc.


Point of Contact:  Larry James (larry.james@science.doe.gov)